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Steven F. Wolken, IACCP®

Chief Compliance Officer

Steve has worked in the wealth advisory industry since 1998 and was appointed Clearstead’s Chief Compliance Officer in 2011. Steve is responsible for ensuring Clearstead and its employees comply with the various laws and regulatory requirements that govern our profession and internal policies we have adopted. Steve is the chair of the Account Review Committee and Co-Chair of the Cyber Security Committee.

Prior to joining Clearstead in 2004, Steve worked for KeyCorp and Victory Capital, with a primary focus on the investment management process and analytics. Steve holds a MBA with concentrations in Finance and Economics from John Carroll University. He also received his BSBA in Finance from John Carroll University. He also holds the Investment Adviser Certified Compliance Professional® designation.

Find Your Clarity

We bring our clients objective financial leadership through our fee-only advisory model, which enables us to remain objective. We do not offer proprietary products and take no commissions from product sales: our only source of revenue is fees we receive for financial advice. True to our founding principles, we do the hard work: the day-to-day investment management integrated with organizational priorities and family aspirations.

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Clearstead is an institutional and private client advisory firm that is relentless in providing solutions so our clients can exceed their aspirations and build stronger legacies for their families, their communities, and themselves.

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1100 Superior Avenue East
Suite 700 | Cleveland, Ohio 44114
216-621-1090

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